Investment Management
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| Name | Responsibilities | Investment Experience | Education |
Roy D. Behren
|
Managing Member
Portfolio Manager
|
Joined WCM in 1994
- Portfolio Manager - WCM (2006 - Present)
- Analyst - Westchester Capital Management (1994 - 2006)
- Enforcement Attorney - U.S. Securities and Exchange Commission (1987 - 1994)
|
University of Pennsylvania,
Wharton School
B.S., Economics
University of Miami Law School
J.D.
New York University of Law
LL.M in corporate law
|
Michael T. Shannon
|
Managing Member
Portfolio Manager
|
Joined WCM in 1996
- Portfolio Manager - WCM (2006 - Present)
- Senior Vice President, Mergers and Special Situations - D.E. Shaw & Co. (2005 - 2006)
- Director of Research - Westchester Capital Management (1996 - 2005)
- Corporate Finance, Mergers & Acquisitions and Equity Research Group - J.P. Morgan & Co. (1988 - 1996)
|
Boston College
B.S., Finance
Chartered Financial Analyst (CFA)
|
Robert K. Lynch
|
Director of Research
|
Joined WCM in 2005
- Director of Research - WCM (2005 - Present)
- Director and Senior Analyst, Risk Arbitrage, Credit Suisse First Boston, (2004 - 2005)
- Senior Risk Arbitrage Analyst - Société Générale (1999 - 2004)
|
Brown University
A.B., History
Columbia University,
MBA
|
Abraham R. Cary
|
Head Trader
Research Analyst
|
Joined WCM in 2002
- Head Trader - WCM (2002 - Present)
- Vice President and Senior Trader, Risk Arbitrage - Crédit Lyonnais (1999 - 2001)
- Risk Arbitrage Trader - Société Générale (1997 - 1999)
|
Middlebury College
B.A., Geography and French
|
Steven V. Tan
|
Senior Analyst
|
Joined WCM in 2012
- Senior Analyst - WCM (2012 - Present)
- Vice President and Senior Analyst, High Yield and Distressed Group - Avenue Capital (2007 - 2011)
- Vice President and Senior Analyst, Event Driven Group - Avenue Capital (2005 - 2007)
- Analyst, Mergers and Acquisitions - Dresdner Kleinwort Wasserstein (2000 - 2003)
|
Wesleyan University
B.A., Mathmatics and Economics
Harvard Business School, MBA
|
Benjamin E. Kunofsky
|
Assistant Trader
|
Joined WCM in 2010
- Assistant Trader - WCM (2010 - Present)
|
Middlebury College
B.A., Mathematics and Religion
|
| |
Business Management and Support
|
| Name | Responsibilities | Investment Experience | Education |
Bruce J. Rubin
|
Chief Operating Officer
Chief Compliance Officer
|
Joined WCM in 2010
- Chief Operating Officer/Chief Compliance Officer - WCM (2010 - Present)
- Chief Operating Officer - Seneca Capital (2005 - 2009)
- Chief Administrative Officer - Lightyear Capital (2001 - 2004)
- President and CEO - PaineWebber Properties (1996 - 2000)
|
Stanford University
B.A. (Honors), Political Science
Stanford Law School
J.D.
|
Jody Harris - Stern
|
Director of Business Development
|
Joined WCM in 2010
- Director of Business Development - WCM (2010 - Present)
- Chief Marketing Officer and Head of Business Development - Southridge LLC (2009 - 2010)
- Executive Director, National Sales Manager - UBS Global Asset Management (2001 - 2009)
- Assistant Vice President - Zweig Advisors/Phoenix Investment Partners (1997 - 2001)
|
Saint Michael's College
B.A., Business and Economics
|
Jennifer A. Coppola
|
Assistant Controller
|
Joined WCM in 2011
- Assistant Controller – WCM (April 2011 – Present)
- Audit Manager - Ernst and Young (2003 – 2011)
|
Pace University,
BBA, Accounting
Pace University,
MBA, Accounting
CPA, New York State
|
 |
Middle Office
|
An experienced and critical component of WCM's investment management and control infrastructure:
- Jane Perl - Joined WCM in 1988
- Stacey Fornabaio - Joined WCM in 1996
- Robin Grosso - Joined WCM in 2000
- Laura Morgan - Joined WCM in 2005
|
|
Frederick W. Green
|
Founder
|
Retired
- Founder - Westchester Capital Management (1980 - 2010)
- Senior Portfolio Strategist, Member Investment Policy Committee - Goldman, Sachs & Co. (1977 - 1980)
- Portfolio Strategist - Kidder, Peabody & Co. (1972 - 1977)
|
Princeton University, A.B.,
Economics
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